This Potential Conflict of Interest Policy (hereinafter called the "Policy") is designed to identify, disclose, and manage any potential conflicts of interest that may arise between the Company, its Clients, or among Clients themselves. The aim of this Policy is to ensure that all such conflicts are addressed transparently and fairly, thereby protecting the interests of all parties involved.
By using our services, you hereby acknowledge that you have read, understood, and agreed to the terms and procedures set forth herein.
In the event you believe a conflict of interest may exist, you are required to raise such concerns in accordance with the procedures outlined in this Policy. Specifically, you must submit a detailed concern to the Company, which includes:
Such concerns should be submitted to our official email address for review. The Company will then assess and address the matter in accordance with this Policy and the Terms and Conditions of Use.
The Company may request further information or documentation to conduct a thorough investigation. Should the claim be determined to be unfounded or complex, the Company reserves the right to decline or dismiss the concern.
If a conflict of interest is identified or confirmed, the Company reserves the right to suspend, cancel, or terminate any ongoing trades or activities within the affected account. Additionally, if the conflict involves more than one party, the Company may disclose the nature of the conflict to the relevant parties to facilitate resolution.
To effectively manage potential conflicts of interest, the Company actively monitors and evaluates circumstances that may lead to such conflicts. Specific scenarios that may indicate the existence of a conflict of interest include, but are not limited to:
When a potential conflict of interest is identified, the Company may take various measures to mitigate or prevent the conflict, including:
You hereby acknowledge that the Company is not obligated to provide advisory services regarding any conflict of interest that may arise. However, the Company reserves the right to disclose the nature of the conflict to the relevant parties, where such disclosure is necessary for resolution.
Furthermore, you agree that:
By continuing to use the Company’s services, you confirm that you have read, understood, and agreed to the procedures and measures outlined in this Potential Conflict of Interest Policy.
The Company retains the right to amend or modify this Policy at any time. Any changes will become effective immediately upon publication on the Company’s website.
Upifex does not offer services to residents of jurisdictions where trading is restricted or prohibited by applicable laws or regulations, including the United States and certain EU territories. Furthermore, we cannot serve U.S. persons or citizens of OFAC-Comprehensively Sanctioned countries. Clients are responsible for ensuring they comply with all local requirements before using our services.
Risk warning:
Engaging in trading activities involves substantial risk and may not be appropriate for all investors. The potential for financial loss is significant, and there is no assurance of achieving any particular results. Investors should carefully consider their financial situation, objectives, and risk tolerance before participating in the financial markets. It is advisable to seek professional advice if there is any uncertainty about the risks involved.